Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Module 1
Series 65 Introduction (24:30)
Downloadable Class Notes
Lesson 1 – Economics and Business Information (27:46)
Lesson 2 – Quantitative Analysis (14:07)
Module 2 – Investment Vehicles
Lesson 1 – Equity Securities (22:18)
Lesson 2 – Debt Securities (27:24)
Lesson 3 – Analysis of Debt and Equity Securities (10:57)
Lesson 4 – Gov’t and Municipal Securities (17:04)
Lesson 5 – Cash & Cash Equivalent (4:55)
Lesson 6 – Investment Co. & REIT’s (19:17)
Lesson 7 – Options, Futures & Forwards (26:32)
Lesson 8 – Alternative Investments (8:32)
Lesson 9 – Insurance-Based Products (13:48)
Module 3 – Client Recommendations and Investment Strategies
Lesson 1 – Types of Clients (Business Entities) (8:02)
Lesson 2 – Trust Accts. (11:38)
Lesson 3 – Client Objectives and Recommendations (16:18)
Lesson 4 – Capital Market Theory (12:50)
Lesson 5 – Portfolio Management Styles (20:22)
Lesson 6 – Retirement Plans (13:09)
Lesson 7 – Taxation and ERISA Guidelines (16:08)
Lesson 8 – Special Accounts (15:20)
Lesson 9 – Trading (17:04)
Performance Formulas
Module 4 – Laws, Regulations and Ethical Practices
Lesson 1 – Federal Laws (26:55)
Lesson 1.1 – Definitions (B/D’s & Agents) (18:39)
Lesson 2 – Definitions (Investment Advisers) (12:05)
Lesson 3 Registration of Advisers and Reps (16:59)
Lesson 3 -Investment Advisor Definition (24:06)
Lesson 4 – Registration Procedures (U.S.A.) (14:42)
Lesson 5 – Securities Registration & Exemptions (21:46)
Lesson 6 – Powers of the Administrator (11:07)
Lesson 7 – Investment Advisers Act 1940 and Ethics (19:57)
Lesson 8 – Conflicts (6:09)
Closing Remarks (2:08)
Practice Exams
Practice Final
Additional Practice Questions

Delivery Method
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