Brian Lee – Series 7 Top-Off

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Series 7 Top-Off Introduction
StartIntroduction (18:27)
StartDownloadable Class Notes
Seeks Business from Customers and Potential Customers
StartLesson 1 Contacts Customers and Potential Customers (19:53)
StartLesson 2 Issuing Securities (22:56)
Opening Accounts and Evaluates Customer Profiles
StartLesson 1 Types of Accounts (23:40)
StartSuitability Guideline
StartLesson 2 Suitability (21:53)
StartRetirement Plans (15:27)
StartMargin Accounts (12:55)
StartMargin-2 (17:17)
StartMargin-3 (9:24)
StartMargin-4 (11:14)
StartMargin-5 (5:41)

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